Foreign Shares & Bonds Broker
For your Shuraa activity review, use code 6712-04 to identify Foreign Shares & Bonds Broker within DWTC Free Zone. Compare the supplied record with the work your company intends to undertake.
Activity code 6712-04
Listed activity name: Foreign Shares & Bonds Broker
- Activity code
- 6712-04
- Jurisdiction
- DWTC Free Zone
- Licence type
- Commercial
- Group code
- 6712
Activity description
Includes agents or stock market brokers whose activities are based on mediating in the purchase and sale of foreign ordinary shares and bonds and loan bonds and other financial instruments, the role of such firms is restricted to regardless of negotiating the process up to concluding a deal between the parties, these firm are not allowed to trade for themselves.
Additional requirements
Securities and Commodities Authority (SCA)
Authority reference: DWTC activities and licences. Confirm the latest scope and requirements with the authority.
Scope checks for your Shuraa consultation
- Write down the exact work your business will carry out and compare it with the supplied description above.
- Identify any parts of your operation that the description does not clearly address.
- Keep any approval notes with this activity code and ask which requirements apply before submitting an application.
Plan your next step with Shuraa
Bring this activity code to your Shuraa consultation to discuss the intended scope of work, jurisdiction choice and application requirements.
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